SFC Licences of ZHAO Tianqi 趙天齊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 November 2009 05 December 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 19 October 2009 05 December 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 November 2008 16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 November 2008 16 April 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 31 July 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 31 July 2008 29 September 2008