SFC Licences of LIM Robert Warren 林華銓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nebula Asset Management Limited 臻一資產管理有限公司 | RO | 9 | 18 March 2022 | 25 March 2024 |
Nebula Asset Management Limited 臻一資產管理有限公司 | RO | 4 | 18 March 2022 | 25 March 2024 |
Nebula Asset Management Limited 臻一資產管理有限公司 | RE | 9 | 28 January 2022 | 18 March 2022 |
Nebula Asset Management Limited 臻一資產管理有限公司 | RE | 4 | 28 January 2022 | 18 March 2022 |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RO | 9 | 07 July 2021 | 03 November 2021 |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RE | 9 | 04 June 2021 | 07 July 2021 |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RO | 9 | 02 June 2017 | 28 February 2021 |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RE | 9 | 18 May 2017 | 02 June 2017 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RO | 4 | 09 August 2013 | 30 April 2017 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RO | 9 | 19 March 2013 | 30 April 2017 |
North Asia Strategic Advisors | RO | 6 | 07 September 2010 | 31 December 2011 |
North Asia Strategic Advisors | RE | 6 | 10 September 2008 | 07 September 2010 |