SFC Licences of KUO Peter C
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | 6 | 03 August 2011 | 31 March 2017 |
| Lazard Asia (Hong Kong) Limited | RO | 4 | 03 August 2011 | 31 March 2017 |
| Lazard Asia (Hong Kong) Limited | RO | 1 | 03 August 2011 | 31 March 2017 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 11 July 2011 | 03 August 2011 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 11 July 2011 | 03 August 2011 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 08 July 2010 | 24 May 2011 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 08 July 2010 | 24 May 2011 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 6 | 18 May 2010 | 08 July 2010 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 4 | 18 May 2010 | 08 July 2010 |
| Susquehanna Financial Group Asia Limited | RO | 6 | 22 April 2009 | 31 December 2009 |
| Susquehanna Financial Group Asia Limited | RO | 1 | 22 April 2009 | 31 December 2009 |
| Susquehanna Financial Group, LLLP | RE | 6 | 12 September 2008 | 11 March 2009 |
| Susquehanna Financial Group, LLLP | RE | 1 | 12 September 2008 | 11 March 2009 |