SFC Licences of XU Jack Wentao 徐文濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RO | 10 | 25 September 2017 | 30 August 2018 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RE | 10 | 31 August 2017 | 25 September 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 June 2017 | 28 July 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 19 December 2016 | 20 June 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 June 2014 | 19 December 2016 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 | RO | 1 | 06 October 2008 | 27 June 2011 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 | RE | 1 | 04 August 2008 | 06 October 2008 |