SFC Licences of BASTIT Arnaud Marie Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RO | 2 | 24 February 2011 | 09 January 2012 |
| Nomura Securities (Hong Kong) Limited | RO | 1 | 24 February 2011 | 09 January 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 24 February 2011 | 09 January 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 24 February 2011 | 09 January 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 19 July 2010 | 24 February 2011 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 19 July 2010 | 24 February 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 19 July 2010 | 24 February 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 July 2010 | 24 February 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 04 August 2008 | 17 August 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 04 August 2008 | 17 August 2008 |