SFC Licences of LI Hanyang Chen 陳瀚洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 15 May 2015 | 18 November 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 May 2015 | 18 November 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 05 November 2008 | 09 April 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 05 November 2008 | 09 April 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 August 2008 | 09 April 2010 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 07 August 2008 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 07 August 2008 | 24 November 2008 |