SFC Licences of HO Ka Lee, Kary 何嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 01 November 2010 | 01 December 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 November 2010 | 01 December 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 01 November 2010 | 01 December 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 November 2010 | 01 December 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 12 August 2008 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 12 August 2008 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 12 August 2008 | 31 October 2010 |