SFC Licences of RUSSELL David Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 19 November 2018 26 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 November 2018 26 November 2018
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 06 December 2013
Morgan Stanley Hong Kong Securities Limited RE 2 19 July 2011 06 December 2013
Morgan Stanley Hong Kong Securities Limited RE 1 19 July 2011 06 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 July 2011 06 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 19 July 2011 24 July 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 19 July 2011 11 December 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 19 July 2011 11 December 2012
Morgan Stanley Hong Kong Securities Limited RO 2 30 November 2010 19 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 4 17 March 2010 19 July 2011
Morgan Stanley Hong Kong Futures Limited RO 7 26 February 2009 19 July 2011
Morgan Stanley Hong Kong Futures Limited RO 2 26 February 2009 19 July 2011
Morgan Stanley Hong Kong Securities Limited RO 1 26 February 2009 19 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 7 26 February 2009 19 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 5 26 February 2009 19 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 26 February 2009 19 July 2011
Morgan Stanley Hong Kong Futures Limited RE 2 19 August 2008 26 February 2009
Morgan Stanley Hong Kong Securities Limited RE 1 19 August 2008 26 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 August 2008 26 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 19 August 2008 26 February 2009
Morgan Stanley Hong Kong Futures Limited RE 7 19 August 2008 26 February 2009