SFC Licences of LU Hui-Chen 呂慧珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 09 February 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 09 February 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 April 2010 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 13 April 2010 | 24 October 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 August 2008 | 18 March 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 August 2008 | 18 March 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 August 2008 | 18 March 2010 |