SFC Licences of LAM Chuen 林泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 04 September 2019 | 17 October 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 04 September 2019 | 17 October 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 04 September 2019 | 17 October 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 14 December 2018 | 12 April 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 14 December 2018 | 12 April 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 14 December 2018 | 12 April 2019 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 03 October 2018 | 14 December 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 August 2008 | 03 May 2016 |