SFC Licences of YAN Jia 顏嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 August 2009 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 July 2009 | 14 May 2012 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 19 August 2008 | 29 July 2009 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 19 August 2008 | 29 July 2009 |