SFC Licences of KWOK Ho Yin, Raymond 郭浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RO | 1 | 26 August 2020 | |
| Crosby Asset Management (Hong Kong) Limited | RO | 9 | 22 January 2018 | |
| Crosby Asset Management (Hong Kong) Limited | RO | 4 | 22 January 2018 | |
| Crosby Asset Management (Hong Kong) Limited | RO | 9 | 23 February 2016 | 16 May 2016 |
| Crosby Asset Management (Hong Kong) Limited | RO | 4 | 23 February 2016 | 16 May 2016 |
| Crosby Securities Limited 高誠證券有限公司 | RO | 9 | 22 September 2015 | |
| Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 22 September 2015 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 08 January 2014 | 26 August 2020 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 08 January 2014 | 22 September 2015 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 08 January 2014 | 22 September 2015 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 4 | 13 October 2008 | 31 December 2013 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 9 | 13 October 2008 | 31 December 2013 |