SFC Licences of ZHAO Sharon Chang 趙嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 December 2012 | 01 August 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 January 2011 | 29 June 2012 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 September 2009 | 08 January 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 August 2008 | 23 February 2009 |