SFC Licences of LAU Ming Chung 劉銘聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 9 | 08 September 2014 | 23 August 2015 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 4 | 08 September 2014 | 23 August 2015 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 08 September 2014 | 23 August 2015 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 23 August 2013 | 28 July 2014 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 23 August 2013 | 28 July 2014 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 23 August 2013 | 28 July 2014 |