SFC Licences of WU Junya 武俊雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 27 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 27 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 05 March 2021 27 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 13 August 2018 05 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 13 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 30 July 2018 27 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 27 March 2018 13 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 27 March 2018 13 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 05 October 2016 28 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 01 August 2012 28 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 01 August 2012 05 October 2016
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 01 September 2008 23 June 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 01 September 2008 23 June 2012