SFC Licences of NG Cheuk Fung, Alex 吳綽峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 25 May 2009 | 28 July 2010 |
China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 25 May 2009 | 28 July 2010 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 25 September 2008 | 08 May 2009 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 25 September 2008 | 08 May 2009 |