SFC Licences of SHEN Tailong 沈泰龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 5 29 November 2023
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 2 29 November 2023
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 29 November 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 16 March 2023 30 October 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 16 March 2023 30 October 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 16 March 2023 30 October 2023
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 23 November 2017 12 December 2022
Central China International Futures Company Limited 中州國際期貨有限公司 RO 5 29 August 2017 12 December 2022
Central China International Futures Company Limited 中州國際期貨有限公司 RO 2 29 August 2017 12 December 2022
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RO 2 01 November 2016 10 May 2017
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RO 2 04 July 2011 10 May 2017
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 31 October 2008 04 July 2011