SFC licenceholder ARO902 GUO Ying 郭穎

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 11 August 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [1] (Dealing in Securities) 05 September 2008 14 August 2009