SFC Licences of KWAN Boon Yee 關本怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 December 2017 | 29 September 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 December 2017 | 29 September 2018 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 11 September 2008 | 01 February 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 11 September 2008 | 01 February 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 11 September 2008 | 01 February 2009 |