SFC Licences of KWAN Boon Yee 關本怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 December 2017 29 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 December 2017 29 September 2018
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 11 September 2008 01 February 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 11 September 2008 01 February 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 11 September 2008 01 February 2009