SFC Licences of NGAI Sin Yu 魏鐥䨞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tai Fung Securities Limited 大豐證券有限公司 RO 1 02 September 2022
Tai Fung Securities Limited 大豐證券有限公司 RE 1 08 July 2022 02 September 2022
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 4 22 September 2016 31 May 2022
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 1 25 April 2016 31 May 2022
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 26 January 2016 04 March 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 24 September 2015 04 March 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 13 January 2015 04 March 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 24 September 2013 04 March 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 5 24 September 2013 26 January 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 22 December 2010 24 September 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 19 November 2010 13 January 2015
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 19 April 2010 13 November 2010
Open Securities Limited 開盤證券有限公司 RE 1 03 August 2009 12 March 2010
Winsome Stock Company Limited 永勝證券有限公司 RE 1 24 October 2008 27 July 2009