SFC Licences of CHAN Christian James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 March 2010 | 08 October 2010 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 19 December 2008 | 20 May 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 19 September 2008 | 20 May 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 19 September 2008 | 20 May 2009 |