SFC Licences of HA Wai Cheung, Steve 夏偉祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Naga Advisors (HK) Limited | RO | 1 | 05 February 2018 | 31 December 2018 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 1 | 21 December 2015 | 06 January 2017 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 1 | 21 December 2015 | 06 January 2017 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 28 April 2014 | 21 December 2015 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 19 April 2013 | 21 December 2015 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 14 April 2009 | 25 January 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 18 September 2008 | 03 March 2009 |