SFC Licences of SMITH III David Oliver
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RO | 2 | 09 April 2009 | 17 October 2014 |
| Citadel Securities (Hong Kong) Limited | RO | 1 | 09 April 2009 | 17 October 2014 |