SFC Licences of LAU So On 劉素安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RE | 9 | 20 July 2016 | 31 May 2019 |
| Asiya Investments Hong Kong Limited | RE | 9 | 25 September 2015 | 30 April 2016 |
| Asiya Investments Hong Kong Limited | RE | 4 | 25 September 2015 | 30 April 2016 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RE | 9 | 27 May 2011 | 29 November 2013 |