SFC Licences of AGARWAL Aashish Ashok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 02 May 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 November 2012 | 02 December 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 22 September 2008 | 01 November 2012 |