SFC Licences of JOSEPH Mani Parekattu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 15 May 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 September 2016 | 15 May 2021 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 27 September 2016 | 10 October 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 16 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 October 2008 | 16 June 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 October 2008 | 20 August 2010 |