SFC licenceholder ARQ492 JOSEPH Mani Parekattu

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 27 September 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 27 September 2016 10 October 2016
Merrill Lynch Far East Limited RE [2] (Dealing in Futures Contracts) 20 August 2010 16 June 2016
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 02 October 2008 16 June 2016
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 02 October 2008 20 August 2010