SFC Licences of TIAN Linyang 田林洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 5 | 02 September 2020 | |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 1 | 09 July 2020 | |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 09 July 2020 | |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 24 April 2020 | 09 July 2020 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 2 | 24 April 2020 | |
CVP Securities Limited 星火證券有限公司 | RO | 2 | 05 October 2015 | 29 May 2017 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 05 October 2015 | 29 May 2017 |
Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RO | 2 | 11 July 2014 | 01 June 2015 |
Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RE | 2 | 14 September 2009 | 11 July 2014 |
Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 30 September 2008 | 01 June 2015 |