SFC Licences of HUI Ole Hiu Tung 許曉東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 26 June 2018 | 04 July 2019 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 11 December 2015 | 31 January 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 11 August 2011 | 11 June 2015 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 25 May 2010 | 05 August 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 25 May 2010 | 05 August 2011 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 29 September 2008 | 22 March 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 29 September 2008 | 22 March 2010 |