SFC Licences of STRADMOOR Norman Alexanda 施耐宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 2 | 28 August 2015 | |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 1 | 28 August 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 January 2010 | 14 September 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 June 2009 | 14 September 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 June 2009 | 10 November 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 September 2008 | 18 May 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 September 2008 | 18 May 2009 |