SFC Licences of CHAN Ngai Lun, Alan 陳倪麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Canfield Securities Company Limited 勤豐證券有限公司 RO 9 04 May 2020
Canfield Securities Company Limited 勤豐證券有限公司 RE 9 19 August 2019 18 November 2019
Canfield Securities Company Limited 勤豐證券有限公司 RO 4 12 April 2019
Canfield Securities Company Limited 勤豐證券有限公司 RO 1 12 April 2019
Canfield Securities Company Limited 勤豐證券有限公司 RE 1 25 May 2018 12 April 2019
Quam Securities Limited 華富建業證券有限公司 RE 4 20 August 2012 16 March 2018
Quam Securities Limited 華富建業證券有限公司 RE 2 20 August 2012 16 March 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 20 August 2012 16 March 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 04 March 2010 01 August 2012
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 12 December 2008 01 August 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 03 October 2008 01 August 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 03 October 2008 01 August 2012