SFC Licenceholders of Canfield Securities Company Limited 勤豐證券有限公司
- compliance@canfieldsecurities.com
- Website
- www.canfieldsecurities.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Yiu Fai 區耀輝 | RO | 9 | 22 November 2018 | 31 May 2020 |
| AU Yiu Fai 區耀輝 | RO | 4 | 22 November 2018 | 31 May 2020 |
| CHAN Chi Kan 陳志勤 | RE | 9 | 19 August 2019 | 01 March 2021 |
| CHAN Chi Kan 陳志勤 | RO | 1 | 21 March 2019 | 01 March 2021 |
| CHAN Chi Kan 陳志勤 | RE | 4 | 19 August 2019 | 01 March 2021 |
| CHAN Chi Kan 陳志勤 | RE | 1 | 17 October 2017 | 21 March 2019 |
| CHAN Chi Nga 陳之雅 | RE | 1 | 16 June 2021 | |
| CHAN Fung Yu 陳鋒如 | RE | 1 | 30 June 2017 | |
| CHAN Ho Kin 陳浩健 | RE | 1 | 12 April 2018 | 25 May 2018 |
| CHAN Ngai Lun, Alan 陳倪麟 | RO | 1 | 12 April 2019 | |
| CHAN Ngai Lun, Alan 陳倪麟 | RO | 4 | 12 April 2019 | |
| CHAN Ngai Lun, Alan 陳倪麟 | RO | 9 | 04 May 2020 | |
| CHAN Ngai Lun, Alan 陳倪麟 | RE | 9 | 19 August 2019 | 18 November 2019 |
| CHAN Ngai Lun, Alan 陳倪麟 | RE | 1 | 25 May 2018 | 12 April 2019 |
| CHIU Yiu Wah 趙耀華 | RE | 1 | 30 June 2017 | 04 October 2017 |
| HO Ching 何征 | RE | 1 | 04 April 2019 | |
| HO Po Kee 何保基 | RE | 9 | 01 March 2021 | 12 June 2023 |
| HO Po Kee 何保基 | RE | 1 | 01 March 2021 | 12 June 2023 |
| HO Po Kee 何保基 | RE | 4 | 01 March 2021 | 12 June 2023 |
| HUI Hok Suen 許學萱 | RE | 1 | 30 June 2017 | 03 October 2017 |
| HURIP Eddie 丘鉅淙 | RE | 1 | 05 November 2018 | 31 December 2019 |
| HYUN Jae Ho | RO | 4 | 27 July 2022 | 31 May 2023 |
| HYUN Jae Ho | RO | 1 | 27 July 2022 | 31 May 2023 |
| HYUN Jae Ho | RE | 9 | 17 June 2022 | 31 May 2023 |
| HYUN Jae Ho | RE | 4 | 17 June 2022 | 27 July 2022 |
| HYUN Jae Ho | RE | 1 | 17 June 2022 | 27 July 2022 |
| HYUN Jae Ho | RO | 4 | 20 January 2021 | 31 May 2021 |
| HYUN Jae Ho | RO | 1 | 20 January 2021 | 31 May 2021 |
| HYUN Jae Ho | RE | 9 | 20 January 2021 | 31 May 2021 |
| LAU Cheuk Man, Chapman 劉卓文 | RO | 1 | 26 October 2021 | |
| LAU Cheuk Man, Chapman 劉卓文 | RE | 1 | 23 April 2018 | 26 October 2021 |
| LAW Wai Yin 羅慧妍 | RO | 9 | 24 June 2022 | |
| LAW Wai Yin 羅慧妍 | RO | 1 | 24 June 2022 | |
| LAW Wai Yin 羅慧妍 | RE | 9 | 17 November 2021 | 24 June 2022 |
| LAW Wai Yin 羅慧妍 | RE | 4 | 17 November 2021 | |
| LAW Wai Yin 羅慧妍 | RE | 1 | 27 October 2021 | 24 June 2022 |
| LEUNG Yin Ho 梁延浩 | RO | 9 | 25 October 2022 | 31 August 2023 |
| LEUNG Yin Ho 梁延浩 | RO | 4 | 25 October 2022 | 31 August 2023 |
| LEUNG Yin Ho 梁延浩 | RO | 1 | 13 January 2022 | 31 August 2023 |
| LEUNG Yin Ho 梁延浩 | RE | 9 | 17 June 2019 | 25 October 2022 |
| LEUNG Yin Ho 梁延浩 | RE | 4 | 31 January 2019 | 25 October 2022 |
| LEUNG Yin Ho 梁延浩 | RE | 1 | 04 September 2017 | 13 January 2022 |
| LI Dominic Song Ching 李崇正 | RO | 9 | 02 September 2019 | 31 August 2023 |
| LI Dominic Song Ching 李崇正 | RE | 1 | 09 December 2019 | 31 August 2023 |
| LI Dominic Song Ching 李崇正 | RO | 4 | 02 September 2019 | 31 August 2023 |
| LIN King Ham, Kingston 連敬涵 | RO | 1 | 06 August 2019 | 19 May 2022 |
| LIN King Ham, Kingston 連敬涵 | RE | 1 | 24 June 2019 | 06 August 2019 |
| LIN King Ham, Kingston 連敬涵 | RE | 4 | 24 June 2019 | 06 August 2019 |
| LIN King Ham, Kingston 連敬涵 | RE | 9 | 24 June 2019 | 06 August 2019 |
| LIN King Ham, Kingston 連敬涵 | RO | 9 | 06 August 2019 | 19 May 2022 |
| LIN King Ham, Kingston 連敬涵 | RO | 4 | 06 August 2019 | 19 May 2022 |
| NG Kam Fung, Frances 吳錦鳳 | RE | 1 | 17 September 2018 | |
| NG Kam Fung, Frances 吳錦鳳 | RE | 4 | 31 January 2019 | |
| NG Kam Fung, Frances 吳錦鳳 | RE | 9 | 31 January 2019 | |
| PANG Shu Wan 彭樹穩 | RE | 1 | 10 August 2018 | 24 July 2019 |
| PANG Shu Wan 彭樹穩 | RO | 1 | 19 April 2017 | 10 August 2018 |
| TAM Ho Chi, Andy 譚皓之 | RE | 9 | 24 May 2019 | 11 June 2019 |
| TAM Ho Chi, Andy 譚皓之 | RE | 4 | 24 May 2019 | 11 June 2019 |
| TAM Ho Chi, Andy 譚皓之 | RE | 1 | 24 May 2019 | 11 June 2019 |
| TOSCANI Tyler Russel | RE | 4 | 24 May 2019 | 12 November 2021 |
| TOSCANI Tyler Russel | RE | 9 | 24 May 2019 | 12 November 2021 |
| TOSCANI Tyler Russel | RE | 1 | 09 November 2018 | 12 November 2021 |
| WAN Wai Man 尹偉文 | RO | 1 | 26 October 2021 | |
| WAN Wai Man 尹偉文 | RE | 9 | 10 June 2019 | |
| WAN Wai Man 尹偉文 | RE | 4 | 10 June 2019 | |
| WAN Wai Man 尹偉文 | RE | 1 | 12 April 2018 | 26 October 2021 |
| WAT Hin Pong 屈顯邦 | RO | 1 | 18 April 2018 | 31 March 2020 |
| WAT Hin Pong 屈顯邦 | RE | 1 | 27 September 2017 | 18 April 2018 |
| WAT Ying Hang 屈應鏗 | RO | 4 | 22 November 2018 | 01 March 2020 |
| WAT Ying Hang 屈應鏗 | RO | 9 | 22 November 2018 | 01 March 2020 |
| WAT Ying Hang 屈應鏗 | RO | 1 | 19 April 2017 | 01 March 2020 |
| WONG Ka Hei 黃家禧 | RE | 4 | 19 August 2019 | 30 November 2020 |
| WONG Ka Hei 黃家禧 | RE | 9 | 19 August 2019 | 30 November 2020 |
| WONG Ka Hei 黃家禧 | RO | 1 | 15 May 2018 | 30 November 2020 |
| WONG Ka Hei 黃家禧 | RE | 1 | 09 January 2018 | 15 May 2018 |
| WONG Ka Wing 黃嘉榮 | RE | 9 | 25 February 2021 | 29 August 2021 |
| WONG Ka Wing 黃嘉榮 | RO | 1 | 25 February 2021 | 29 August 2021 |
| WONG Ka Wing 黃嘉榮 | RO | 4 | 25 February 2021 | 29 August 2021 |
| YIP Yuk Fong 葉鈺芳 | RE | 4 | 20 March 2020 | 08 March 2022 |
| YIP Yuk Fong 葉鈺芳 | RE | 9 | 20 March 2020 | 08 March 2022 |
| YU Xiaoxia 蔚曉霞 | RE | 1 | 15 November 2018 | |
| YU Xiaoxia 蔚曉霞 | RE | 4 | 31 January 2019 | |
| YU Xiaoxia 蔚曉霞 | RE | 9 | 31 January 2019 | |
| ZHANG Shengqiao 張聖橋 | RE | 4 | 14 November 2019 | 24 December 2019 |
| ZHANG Shengqiao 張聖橋 | RE | 9 | 14 November 2019 | 24 December 2019 |
| ZHANG Shengqiao 張聖橋 | RO | 4 | 24 December 2019 | 15 June 2022 |
| ZHANG Shengqiao 張聖橋 | RO | 9 | 24 December 2019 | 15 June 2022 |
| ZOU Chengwei 鄒成偉 | RO | 9 | 12 December 2022 | |
| ZOU Chengwei 鄒成偉 | RO | 4 | 12 December 2022 | |
| ZOU Chengwei 鄒成偉 | RE | 1 | 18 March 2021 | |
| ZOU Chengwei 鄒成偉 | RE | 4 | 09 April 2019 | 12 December 2022 |
| ZOU Chengwei 鄒成偉 | RE | 9 | 09 April 2019 | 12 December 2022 |