SFC Licences of HALLEGUEN Yann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 30 June 2022 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 30 June 2022 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 30 June 2022 | |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 05 August 2019 | 11 February 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 05 August 2019 | 11 February 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 09 December 2010 | 01 January 2016 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 09 December 2010 | 01 January 2016 |
| Vantage Capital Markets HK Limited | RE | 1 | 15 October 2008 | 30 July 2010 |
| Vantage Capital Markets HK Limited | RE | 2 | 15 October 2008 | 30 July 2010 |