SFC Licences of TSO Wai Sum 曹偉深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VMI Securities Limited 創市証劵有限公司 | RO | 1 | 26 November 2019 | 10 January 2023 |
VMI Securities Limited 創市証劵有限公司 | RE | 1 | 11 October 2019 | 26 November 2019 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 05 November 2008 | 30 August 2019 |