SFC Licences of LEE Lik Hang, Alex 李力行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 06 July 2010 | 19 August 2013 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 24 May 2010 | 16 June 2010 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 23 October 2008 | 27 April 2010 |