SFC Licences of BARWICK Richard John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 October 2008 | 15 March 2010 |