SFC Licences of BAO Wenjing 鮑文婧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 March 2019 | 29 September 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 15 October 2018 | 29 September 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 July 2018 | 15 October 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 03 June 2014 | 30 May 2018 |
| Keefe, Bruyette & Woods Asia Limited | RE | 4 | 20 September 2010 | 14 November 2012 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 30 September 2009 | 31 August 2010 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 08 December 2008 | 21 August 2009 |