SFC Licences of LEE Mabel 李美寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 04 March 2014 | 12 May 2014 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 04 March 2014 | 12 May 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 03 October 2013 | 23 February 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 03 October 2013 | 23 February 2014 |
ICAP Securities Hong Kong Limited | RE | 2 | 28 October 2008 | 11 March 2011 |
ICAP Securities Hong Kong Limited | RE | 1 | 28 October 2008 | 11 March 2011 |