SFC Licences of LIM Kim Huat

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Capital Limited 信達國際融資有限公司 RO 6 08 June 2018 16 February 2022
Cinda International Capital Limited 信達國際融資有限公司 RO 1 17 July 2017 16 February 2022
Cinda International Capital Limited 信達國際融資有限公司 RE 6 10 April 2018 08 June 2018
Cinda International Capital Limited 信達國際融資有限公司 RO 6 17 July 2017 17 February 2018
Cinda International Capital Limited 信達國際融資有限公司 RE 6 14 June 2017 17 July 2017
Cinda International Capital Limited 信達國際融資有限公司 RE 1 14 June 2017 17 July 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 9 21 April 2015 19 April 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 21 April 2015 19 April 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 21 April 2015 19 April 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 4 21 April 2015 19 April 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 21 April 2015 19 April 2017
South China Capital Limited 南華融資有限公司 RE 6 18 November 2013 01 April 2015
South China Asset Management Limited 南華資產管理有限公司 RE 9 11 June 2012 01 April 2015
South China Forex Limited 南華外匯有限公司 RE 3 11 June 2012 01 April 2015
South China Asset Management Limited 南華資產管理有限公司 RE 4 29 December 2011 01 April 2015
South China Commodities Limited 南華期貨有限公司 RE 2 29 December 2011 01 April 2015
South China Securities Limited 南華證券投資有限公司 RE 1 08 November 2011 01 April 2015
Sanston Financial Group Limited RO 1 12 May 2010 15 September 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 16 December 2008 01 February 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 16 December 2008 01 February 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 16 December 2008 01 February 2010