SFC Licences of AU Jacqueline Wing-kay 區穎琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 12 September 2011 | 15 July 2016 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 12 September 2011 | 15 July 2016 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 12 September 2011 | 15 July 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 12 October 2009 | 26 August 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 12 October 2009 | 26 August 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 06 November 2008 | 26 August 2011 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 06 November 2008 | 26 August 2011 |