SFC Licences of KWAN Po Tim 關寶甜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 27 May 2019 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 May 2019 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 18 March 2015 | 05 December 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 March 2015 | 05 December 2018 |
iBest Consultants Limited | RE | 4 | 13 June 2012 | 05 December 2018 |
iBest Consultants Limited | RE | 1 | 13 June 2012 | 05 December 2018 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 18 January 2012 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 17 November 2008 | 18 January 2012 |