SFC Licences of FUNG Yan 馮韌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Austen Capital Management Limited 鼎豐資產管理有限公司 RO 9 17 May 2017
Austen Capital Management Limited 鼎豐資產管理有限公司 RO 4 17 May 2017
Alpha Nova Capital Management Limited RO 9 19 September 2016 12 May 2017
Alpha Nova Capital Management Limited RO 4 19 September 2016 12 May 2017
Alpha Nova Capital Management Limited RE 9 25 July 2016 09 August 2016
Alpha Nova Capital Management Limited RE 4 25 July 2016 09 August 2016
Pine Star Asset Management Limited 高陞資產管理有限公司 RO 9 30 January 2014 22 July 2016
Pine Star Asset Management Limited 高陞資產管理有限公司 RO 4 30 January 2014 22 July 2016
ARCH Capital Management Co. Limited 宏璟資本有限公司 RE 9 05 August 2011 01 July 2013
ARCH Capital Management Co. Limited 宏璟資本有限公司 RO 9 19 February 2009 11 July 2011