SFC Licenceholders of Austen Capital Management Limited 鼎豐資產管理有限公司
- info@austencapital.net
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Wai Kit 陳偉傑 | RO | 9 | 30 June 2010 | 16 February 2011 |
| CHAN Wai Kit 陳偉傑 | RO | 4 | 30 June 2010 | 16 February 2011 |
| CHENG Dien Leung, Peter 鄭典良 | RO | 9 | 15 February 2011 | 15 August 2011 |
| CHENG Dien Leung, Peter 鄭典良 | RO | 4 | 15 February 2011 | 15 August 2011 |
| CHEUK Ki Lok 卓奇樂 | RE | 9 | 04 October 2017 | |
| CHEUK Ki Lok 卓奇樂 | RE | 4 | 04 October 2017 | |
| FUNG Yan 馮韌 | RO | 9 | 17 May 2017 | |
| FUNG Yan 馮韌 | RO | 4 | 17 May 2017 | |
| HO Siu Man, Gideon 何紹民 | RO | 9 | 30 June 2010 | 31 March 2015 |
| HO Siu Man, Gideon 何紹民 | RO | 4 | 30 June 2010 | 31 March 2015 |
| HO Siu Ting, Stenning 何少鼎 | RE | 9 | 23 July 2012 | 06 August 2012 |
| HO Siu Ting, Stenning 何少鼎 | RE | 4 | 23 July 2012 | 06 August 2012 |
| HO Wing Chiu 何永釗 | RO | 4 | 11 August 2011 | 31 March 2015 |
| HO Wing Chiu 何永釗 | RO | 9 | 11 August 2011 | 31 March 2015 |
| IP Woon Lai 葉煥禮 | RO | 9 | 30 November 2020 | 01 October 2021 |
| IP Woon Lai 葉煥禮 | RO | 4 | 30 November 2020 | 01 October 2021 |
| KONG Chiu San, Raymond 江朝新 | RO | 9 | 09 September 2015 | 15 December 2016 |
| KONG Chiu San, Raymond 江朝新 | RO | 4 | 09 September 2015 | 15 December 2016 |
| KONG Chiu San, Raymond 江朝新 | RE | 9 | 06 August 2015 | 09 September 2015 |
| KONG Chiu San, Raymond 江朝新 | RE | 4 | 06 August 2015 | 09 September 2015 |
| LAU Chau Wing 劉秋榮 | RO | 9 | 27 November 2020 | 22 February 2021 |
| LAU Chau Wing 劉秋榮 | RO | 4 | 27 November 2020 | 22 February 2021 |
| LAU Chau Wing 劉秋榮 | RE | 9 | 09 January 2018 | 27 November 2020 |
| LAU Chau Wing 劉秋榮 | RE | 4 | 09 January 2018 | 27 November 2020 |
| LAU Cheuk Hang 劉卓衡 | RO | 9 | 19 January 2017 | 31 August 2017 |
| LAU Cheuk Hang 劉卓衡 | RO | 4 | 19 January 2017 | 31 August 2017 |
| LEUNG Yiu Man 梁耀文 | RO | 9 | 26 October 2017 | |
| LEUNG Yiu Man 梁耀文 | RO | 4 | 26 October 2017 | |
| LEUNG Yiu Man 梁耀文 | RE | 9 | 28 August 2017 | 26 October 2017 |
| LEUNG Yiu Man 梁耀文 | RE | 4 | 28 August 2017 | 26 October 2017 |
| LIN Yaoting 林瑤婷 | RE | 4 | 06 October 2011 | 25 March 2014 |
| NG Ka Kin 吳家健 | RE | 4 | 21 October 2011 | 14 March 2012 |
| NG Ka Kin 吳家健 | RE | 9 | 21 October 2011 | 14 March 2012 |
| PO Tak Pong 蒲得邦 | RE | 9 | 19 July 2011 | 08 November 2011 |
| PO Tak Pong 蒲得邦 | RE | 4 | 19 July 2011 | 08 November 2011 |
| TSUI Kun Lam, Ivan 徐觀林 | RO | 9 | 31 March 2015 | 31 May 2017 |
| TSUI Kun Lam, Ivan 徐觀林 | RO | 4 | 31 March 2015 | 31 May 2017 |
| WONG Chi 王智 | RO | 4 | 31 March 2015 | 31 March 2015 |
| WONG Chi 王智 | RO | 9 | 15 January 2015 | 31 March 2015 |
| WONG Chi 王智 | RE | 4 | 10 December 2014 | 31 March 2015 |
| WONG Chi 王智 | RE | 9 | 26 April 2012 | 15 January 2015 |