SFC Licences of LEE Daeyoung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Y-Intercept (Hong Kong) Limited | RO | 9 | 14 December 2018 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 09 November 2016 | 18 November 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 24 March 2015 | 10 November 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 March 2015 | 10 November 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 16 July 2009 | 29 November 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 16 July 2009 | 29 November 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 16 July 2009 | 29 November 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 November 2008 | 23 January 2009 |