SFC Licences of LI Yan 李燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 9 | 18 December 2008 | 19 February 2016 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 4 | 18 December 2008 | 19 February 2016 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 9 | 18 December 2008 | 19 February 2016 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 4 | 18 December 2008 | 19 February 2016 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 1 | 18 December 2008 | 19 February 2016 |