SFC Licences of OLIVER James Campbell

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tullett Prebon (Hong Kong) Limited RO 7 16 August 2016 21 February 2017
Tullett Prebon (Hong Kong) Limited RO 1 16 August 2016 21 February 2017
Tullett Prebon (Hong Kong) Limited RO 2 16 August 2016 16 February 2017
Tullett Prebon (Hong Kong) Limited RE 2 25 November 2015 16 August 2016
Tullett Prebon (Hong Kong) Limited RE 1 25 November 2015 16 August 2016
Marex HK Asia Limited RO 1 20 November 2014 14 October 2015
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 23 November 2012 28 June 2014
SG Asset Finance (Hong Kong) Limited RE 2 23 November 2012 28 June 2014
SG Asset Finance (Hong Kong) Limited RE 1 23 November 2012 28 June 2014
ICAP Equities Asia Limited RE 1 01 April 2011 24 October 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 26 November 2008 02 March 2011
SG Asset Finance (Hong Kong) Limited RE 1 26 November 2008 02 March 2011
SG Asset Finance (Hong Kong) Limited RE 2 26 November 2008 02 March 2011
Newedge Broker Limited 新際經紀有限公司 RE 7 26 November 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 26 November 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 26 November 2008 31 July 2009