SFC Licences of OLIVER James Campbell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RO | 7 | 16 August 2016 | 21 February 2017 |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 16 August 2016 | 21 February 2017 |
Tullett Prebon (Hong Kong) Limited | RO | 2 | 16 August 2016 | 16 February 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 25 November 2015 | 16 August 2016 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 25 November 2015 | 16 August 2016 |
Marex HK Asia Limited | RO | 1 | 20 November 2014 | 14 October 2015 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 23 November 2012 | 28 June 2014 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 23 November 2012 | 28 June 2014 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 23 November 2012 | 28 June 2014 |
ICAP Equities Asia Limited | RE | 1 | 01 April 2011 | 24 October 2012 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 26 November 2008 | 02 March 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 26 November 2008 | 02 March 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 26 November 2008 | 02 March 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 26 November 2008 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 26 November 2008 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 26 November 2008 | 31 July 2009 |