SFC Licences of LAU Yat Chung 劉逸聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited | RO | 9 | 18 September 2018 | 27 October 2022 |
| GROW Asset Management (HK) Limited | RE | 9 | 20 July 2018 | 18 September 2018 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 4 | 22 April 2016 | 19 July 2018 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 9 | 02 November 2015 | 19 July 2018 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 07 January 2009 | 30 October 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 07 January 2009 | 30 October 2015 |