SFC Licences of LO Chi Leung 盧志良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontpage Capital Limited 富比資本有限公司 RO 6 21 June 2016
Frontpage Capital Limited 富比資本有限公司 RO 1 21 June 2016
Frontpage Capital Limited 富比資本有限公司 RE 6 08 March 2016 21 June 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 04 February 2016 29 February 2016
Veda Capital Limited 智略資本有限公司 RE 6 22 December 2015 04 January 2016
TC Capital International Limited 天財資本國際有限公司 RO 6 28 April 2015 16 December 2015
TC Capital International Limited 天財資本國際有限公司 RO 1 28 April 2015 16 December 2015
TC Capital International Limited 天財資本國際有限公司 RE 6 14 March 2013 28 April 2015
TC Capital International Limited 天財資本國際有限公司 RE 1 14 March 2013 28 April 2015
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 16 March 2012 28 February 2013
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 16 March 2012 28 February 2013
TC Capital International Limited 天財資本國際有限公司 RE 6 14 June 2011 09 March 2012
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 19 January 2009 29 May 2011
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 19 January 2009 29 May 2011