SFC Licences of KWOK Ho Jong, Donna 郭浩莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 26 November 2018 | 07 July 2022 |
| UBS Securities Asia Limited | RE | 4 | 04 November 2013 | 29 October 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 02 December 2008 | 15 June 2010 |