SFC licenceholder ASD119 WONG Wai Ming 黃偉明

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 (Dealing in Securities) 2020-06-01
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-06-20 2020-05-22
Nerico Brothers Limited RE 1 (Dealing in Securities) 2013-04-23 2013-06-28
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2008-12-09 2008-12-18