SFC Licences of NEAVE Lionel Digby Sheffield 小獅子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 4, 9 21 June 2021
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1 15 July 2021
AOP Capital Limited
RE 4 23 July 2020 24 November 2020
AOP Capital Limited
RE 9 19 July 2019 24 November 2020
Odyssey Asset Management Limited (trading as CapConnectAsia)
RE 4, 9 07 December 2017 23 May 2019
Merrill Lynch Far East Limited
RE 2 26 August 2010 05 November 2013
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 09 December 2008 05 November 2013
Merrill Lynch Futures (Hong Kong) Limited
RE 2 09 December 2008 26 August 2010