SFC Licences of NEAVE Lionel Digby Sheffield 小獅子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 15 July 2021 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 21 June 2021 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 21 June 2021 | |
| AOP Capital Limited | RE | 4 | 23 July 2020 | 24 November 2020 |
| AOP Capital Limited | RE | 9 | 19 July 2019 | 24 November 2020 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 9 | 07 December 2017 | 23 May 2019 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 4 | 07 December 2017 | 23 May 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 05 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 December 2008 | 05 November 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 09 December 2008 | 05 November 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 December 2008 | 26 August 2010 |